-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPsStmaLfEixClLLKj7P7VfsBVLYv2Dba8azteuuoc1urpj794olRvUvx3si44cf nRb77Eo12MaggR1hg8mdXg== 0000950135-00-000813.txt : 20000215 0000950135-00-000813.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950135-00-000813 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TWEETER HOME ENTERTAINMENT GROUP INC CENTRAL INDEX KEY: 0001060390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 043417513 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55397 FILM NUMBER: 543507 BUSINESS ADDRESS: STREET 1: 10 PEQUOT WAY CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7818303000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLOOMBERG SAMUEL J CENTRAL INDEX KEY: 0001073365 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 309 WARREN ST CITY: BROOKLINE STATE: MA ZIP: 02146 MAIL ADDRESS: STREET 1: 309 WARREN ST CITY: BROOKLINE STATE: MA ZIP: 02146 SC 13G/A 1 SAMUEL BLOOMBERG FOR TWEETER HOME ENTERTAINMENT 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1*) TWEETER HOME ENTERTAINMENT GROUP, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 901167106 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 901167106 Page 2 of 7 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Samuel Bloomberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,151,376 (1) BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 81,479 (2) REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 1,151,376 (1) ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 81,479 (2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,232,855 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.9% (3) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 CUSIP No. 901167106 13G Page 3 of 7 Pages ITEM 1. (a) Name of Issuer: Tweeter Home Entertainment Group, Inc. (b) Address of Issuer's Principal Executive Offices: 10 Pequot Way Canton, MA 02021 ITEM 2. (a) Name of Person Filing: Samuel Bloomberg (b) Address of Principal Business Office: 10 Pequot Way Canton, MA 02021 (c) Citizenship: US (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 901167106 4 CUSIP No. 901167106 13G Page 4 of 7 Pages ITEM 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). 5 CUSIP No. 901167106 13G Page 5 of 7 Pages ITEM 4. Ownership. (a) Amount Beneficially Owned: see page 2 Item 9 (b) Percent of Class: see page 2 Item 11 (c) Number of Shares as to which such person has: i. Sole power to vote or to direct the vote See page 2 Item 5 ii. Shared power to vote or to direct the vote See page 2 Item 6 iii. Sole Dispositive power or to dispose See page 2 Item 7 iv. Shared dispositive power or to dispose See page 2 Item 8 ITEM 5. Ownership of Five Percent Or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [___]. ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. 6 CUSIP No. 901167106 13G Page 6 of 7 Pages ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. ITEM 8. Identification and Classification of Members of the Group. Not Applicable. ITEM 9. Notice of Dissolution of Group. Not Applicable. ITEM 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 CUSIP No. 901167106 13G Page 7 of 7 Pages NOTES TO 13G (1) Items 5 and 7 include the following: a. 715,114 shares of common stock owned directly by Samuel Bloomberg as of February 11, 2000. b. Options held by Samuel Bloomberg that are exercisable within 60 days of February 11, 2000 for the purchase of 436,262 shares of common stock. (2) Items 6 and 8 include the following: a. 14,454 shares of common stock owned by Carolina Bloomberg, Samuel Bloomberg's wife, as of February 11, 2000. Mr. Bloomberg disclaims beneficial ownership of such shares. b. 67,025 shares held by trusts for the benefits of Samuel Bloomberg's children as of February 11, 2000. Mr. Bloomberg disclaims beneficial ownership of such shares. (3) This percentage is based on the number of outstanding shares of common stock of Tweeter Home Entertainment Group, Inc. as of February 11, 2000. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. DATED: February 14, 2000 By: /s/ Samuel Bloomberg _________________________________ Name: Samuel Bloomberg -----END PRIVACY-ENHANCED MESSAGE-----